Vice President, AML / OFAC Compliance Advisory
About the Company
Prominent investment bank
Industry
Investment Banking
Type
Privately Held
About the Role
The Company is seeking a VP for AML and OFAC Compliance Advisory. The successful candidate will be responsible for the review and validation of high-risk KYC files to ensure they meet the company's policies and regulatory requirements. This role involves providing regulatory guidance to staff on proposed activities and transactions, as well as assisting in the analysis and implementation of updates in regulations and policies to maintain compliance. The VP will also provide guidance on AML-specific queries related to customers and transactions and contribute to the analysis of data for the company's BSA/AML and OFAC risk assessments. Applicants for the VP, AML, and OFAC Compliance Advisory position at the company should have a strong background in AML and OFAC compliance, with a focus on KYC and risk assessment. The role requires the ability to review and issue regulatory guidance, analyze data for risk assessments, and ensure the company's compliance with US regulations. The ideal candidate will have experience in a similar advisory role, be well-versed in AML and OFAC regulations, and have the skills to provide effective guidance to the front office and support staff. A proactive approach to staying updated on regulatory changes and the ability to assist in the implementation of new requirements is essential.
Travel Percent
Less than 10%
Functions
Director of SEOThis position is available on a contract basis (with no specific end date) or full-time, salary-based position. Being local to the San Francisco Bay Area is desired, but is not a requirement. Fully remote positions are available and we will consider...
...Handlers now in Byhalia MS!\nShifts and Pay Rates!\n1st shift 4am to 2:30pm Monday - Thursday \n Pay - $20 per hour !!\n \n Forklift OperatorPositions Open !!Have at least 1-2 years of experience using the Reach and Sit-Down lifts \n\n \n\t Verify product...
Armed Diplomatic Security Officer (76279) Join to apply for the Armed Diplomatic Security Officer (76279) role at Inter-Con SecurityOverview... ...long-term career growth in law enforcement, government services, foreign affairs, and more.Benefits: Competitive full-time...
...are hiring experienced Pipe/Vessel Welders for immediate full-time positions. The ideal candidate must be able to pass a 6G MIG/FCAW welding test and have at least 3 years of experience. This role involves fitting and welding piping and vessels for natural gas compressors...
Job Description Job Description Tips paid daily! Are you looking for a full-time or part-time stylist position with room for advancement? We'd love to have you join our team at either of our Columbus locations. Applicant must have a current cosmetology or barber...