Vice President, AML / OFAC Compliance Advisory
About the Company
Prominent investment bank
Industry
Investment Banking
Type
Privately Held
About the Role
The Company is seeking a VP for AML and OFAC Compliance Advisory. The successful candidate will be responsible for the review and validation of high-risk KYC files to ensure they meet the company's policies and regulatory requirements. This role involves providing regulatory guidance to staff on proposed activities and transactions, as well as assisting in the analysis and implementation of updates in regulations and policies to maintain compliance. The VP will also provide guidance on AML-specific queries related to customers and transactions and contribute to the analysis of data for the company's BSA/AML and OFAC risk assessments. Applicants for the VP, AML, and OFAC Compliance Advisory position at the company should have a strong background in AML and OFAC compliance, with a focus on KYC and risk assessment. The role requires the ability to review and issue regulatory guidance, analyze data for risk assessments, and ensure the company's compliance with US regulations. The ideal candidate will have experience in a similar advisory role, be well-versed in AML and OFAC regulations, and have the skills to provide effective guidance to the front office and support staff. A proactive approach to staying updated on regulatory changes and the ability to assist in the implementation of new requirements is essential.
Travel Percent
Less than 10%
Functions
Taizhou Training Center teachers needed in Linhai Job Details Teaching Hours per week: 25 hrs Office Hours per week: 15 hrs (10 hrs for preparation and 5 hours for meals) Working Days per week: 5 days (two days off consecutive) Class Size: 4-10 students...
*Ready to Launch Your Legal Career? Join Our PI Firm as a Junior Personal Injury Attorney* Are you a new licensed attorney with a passion for advocacy? Our fast-paced Personal Injury law Firm is ready to mentor the next generation of legal rockstars. If youre driven,...
...Job Description Job Description Beechwood Sales and Service is a family owned and operated beer distribution company located near Milwaukee, Wisconsin. We represent the worlds best breweries including Anheuser-Busch, Diageo-Guinness, Sierra Nevada, New Glarus, and...
...doing the right thing and doing it well. Whether you're managing claims, supporting clients, or improving processes, youll play a... ...will have: Claims Background: Minimum of 3 years experience adjusting a workers compensation desk including lost time/indemnity and litigation...
...Medical Solutions is seeking a travel nurse RN Maternal - Newborn for a travel nursing job in Frisco, Texas. Job Description & Requirements... ...stipend amount to be determined. Posted job title: NBN (Newborn Nursery) About Medical Solutions At Medical Solutions, were people...