Vice President, AML / OFAC Compliance Advisory Job at Confidential, New York, NY

THc1WUVOS3d1bGVLQWs0aXluejltd05MSlE9PQ==
  • Confidential
  • New York, NY

Job Description

Vice President, AML / OFAC Compliance Advisory

About the Company

Prominent investment bank

Industry
Investment Banking

Type
Privately Held

About the Role

The Company is seeking a VP for AML and OFAC Compliance Advisory. The successful candidate will be responsible for the review and validation of high-risk KYC files to ensure they meet the company's policies and regulatory requirements. This role involves providing regulatory guidance to staff on proposed activities and transactions, as well as assisting in the analysis and implementation of updates in regulations and policies to maintain compliance. The VP will also provide guidance on AML-specific queries related to customers and transactions and contribute to the analysis of data for the company's BSA/AML and OFAC risk assessments. Applicants for the VP, AML, and OFAC Compliance Advisory position at the company should have a strong background in AML and OFAC compliance, with a focus on KYC and risk assessment. The role requires the ability to review and issue regulatory guidance, analyze data for risk assessments, and ensure the company's compliance with US regulations. The ideal candidate will have experience in a similar advisory role, be well-versed in AML and OFAC regulations, and have the skills to provide effective guidance to the front office and support staff. A proactive approach to staying updated on regulatory changes and the ability to assist in the implementation of new requirements is essential.

Travel Percent
Less than 10%

Functions

  • Finance
Confidential

Job Tags

Similar Jobs

Sanford Health

RN - Registered Nurse - Labor & Delivery - Straight Nights Job at Sanford Health

 ...Hours: 36.00 Salary Range: $32.00 - $48.00 Pay Info: Sign on Bonus Available! Job Summary The Registered Nurse (RN) is responsible for utilizing the nursing process (assessment, diagnosis, outcomes/planning, implementation and evaluation) to provide... 

Envision Unlimited

Registered Behavior Technician / DSP- South Suburban Locations Job at Envision Unlimited

 ...Illinois include community living options, novel day programs, behavioral health services, employment programs, respite for families,...  ...unusual incidents to House Manager, Administrator, QIDP, and Registered Nurse Trainer. Complete training on the Skills System and ability... 

Hogan Transports

CDL-A Truck Driver - No Experience Needed - Average $80,000/Year Job at Hogan Transports

 ...Job Description Hogan Transports is Now Hiring Dedicated CDL-A Drivers in Louisville, OH!\nCDL-A Truck Drivers No Touch Freight...  ...n Hogan is family-owned and operated with over 100 years of experience in the Transportation Industry. We continue a tradition of unparalleled... 

The Cleveland Clinic Main Campus

RN - Outpatient Clinic Job at The Cleveland Clinic Main Campus

 ...Details Client Name The Cleveland Clinic Main Campus Job Type Travel Offering Nursing Profession RN Specialty Outpatient Clinic Job ID 34695242 Job Title RN - Outpatient Clinic Weekly... 

C&S Wholesale Grocers

Full Case Order Selector Job at C&S Wholesale Grocers

 ...to help feed local families, neighbors and communities. As a Warehouse Selector, youll pick, gather & organize product and prepare orders...  ...for this role. ~ Starting total Pay of $22.00 per hour on night shift ($22.00/hr. base + $.50 shift differential)~ After training...